Business Continuity Planning
Essex Financial Services, Inc. is committed to being there for its clients, even in the most difficult times. To learn about what actions Essex Financial will take in the event of a significant disruption to its business, please click here.
Client Relationship Summary
For an overview of Essex Financial Services, Inc., how it works with its clients and the different factors that affect a client relationship, please click here.
(Part 2A of Form ADV)
This Brochure provides information about the qualifications and business practices of Essex Financial Services, Inc. in its role as a Registered Investment Adviser.
To view the current brochure, click here.
Additional information about Essex Financial Services, Inc. is also available on the SEC’s website at https://adviserinfo.sec.gov/firm/summary/127549.
Brokerage Compensation and Conflicts Disclosure
This Disclosure document provides information about the qualifications and business practices of Essex Financial Services, Inc. in its role as a Broker Dealer.
To view the current disclosure, please click here.
Additional information about Essex Financial Services, Inc. is also available on FINRA”s BrokerCheck website at https://brokercheck.finra.org/firm/summary/127549
Order Execution and Routing Practices
For information on order routing, visit www.orderroutingdisclosure.com and enter Essex Financial Services in the search box.
Pershing Fee Schedule
Please click here to view Pershing Fee Schedule information for Essex Financial Services, Inc.
If you have a concern regarding identity theft or wish to report a suspicious e-mail, please contact us at 860-767-4300 or Toll Free at 800-900-5972. You may also contact the Federal Trade Commission Hotline at 1-877-IDTHEFT.
Essex Financial Services Inc., Member FINRA, SIPC does not endorse or guarantee the products, information or recommendations provided by third parties and is not responsible if you download a file from the web that may include a virus.